I focus my practice on the representation of publicly-traded issuers in day-to-day federal securities law disclosure and compliance matters; board corporate governance matters; NYSE and NASDAQ listing compliance; follow-on and secondary underwritten offerings of equity and debt; Rule 144A high yield offerings and related registered exchange offerings; merger and annual meeting proxy statements; annual and quarterly periodic and current reports; and Section 16 compliance.
I represent buyers and sellers in public and private acquisitions and dispositions of stock and assets and privately-held corporations and tax exempt organizations on general corporate and governance matters.
I have represented companies and their boards and shareholders in the following sectors: banking, healthcare, medical devices manufacturers and distributors, wireless telecommunications carriers, automobile warranty insurers, industrial manufacturers, tax-exempt organizations and pension funds, consumer goods distributors, and engineering and consulting firms.
Specialties: Securities, M&A and Corporate Governance