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Society Submits Supportive Letter on Nasdaq Golden Leash Proposal

By Randi Morrison posted 06-29-2016 01:53 PM

  

Further to our prior report and on the heels of a successful meeting with Nasdaq earlier this month, the Society filed a broadly supportive comment letter yesterday on Nasdaq's proposed golden leash disclosure rule in advance of the July 4th comment deadline.

Here is a key excerpt:

The Society believes that all directors should be compensated for their board service by the listed company in the same way. The practice by some shareholder activists to compensate nominees or directors in connection with their candidacy or service as a director on the listed company (e.g., payment of an additional amount or bonus arrangements based on an increase in the share price) could incentivize such director(s) to make decisions that would generate a short-term share price spike, but could be detrimental to or inconsistent with longer term growth. These payments also could influence a director’s independence in that such director would be “serving” the activist fund in addition to the other shareholders, and it could give rise to conflicts of interest affecting the director’s ability to carry out his or her fiduciary duties to all shareholders. The Society believes third-party payments to directors specifically for their board service is a bad governance practice.

Based on input from its earlier online survey, Nasdaq informed us that it has decided not to pursue additional proposed rulemaking re: a prohibition on board service by "golden leash directors" or a standard deeming "golden leash directors" to be per se non-independent.


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