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IRS Issues IRC §162(m) Guidance

By Randi Morrison posted 08-21-2018 05:33 PM

  
The IRS issued today long-awaited (see: "IRC Section 162(m) Guidance Slated) initial guidance on the application of IRC §162(m), as reconstituted under the Tax Cuts & Jobs Act. The guidance - which includes helpful examples - covers the amended definition of "covered employee" and remuneration provided pursuant to a written binding contract - in particular, the operation of the grandfather rule, including when a contract will be considered materially modified so that it is no longer grandfathered.


The Notice indicates that the new guidance will be incorporated in future regulations that - with respect to the issues addressed in the Notice - will apply to taxable years ending on or after September 10, 2018. It also includes a request for comments by November 9th on these additional issues that are anticipated to be subject to further guidance:

  • Application of the definition of “publicly held corporation” to foreign private issuers, including the reference to issuers that are required to file reports under 15(d) of the '34 Act
  • Application of the definition of “covered employee” to an employee who was a covered employee of a predecessor of the public corporation
  • Application of 162(m) to corporations immediately after they become public either through an IPO or a similar business transaction
  • Application of the SEC executive compensation disclosure rules for determining the three most highly compensated executive officers for a taxable year that does not end on the same date as the last completed fiscal year

See also this Accounting Today article; our prior reports: "Tax Act Changes to IRC §162(m): Pay Plan Design & Process/Procedure Implications," "Vanguard Speaks on Pay Ratio, IRC 162(m) & Much More!", "ISS Speaks on Tax Act Repeal of §162(m) Performance Pay Exception," "Tax Law-Triggered Change in §162(m) Warrants Fresh Look at Pay Mix," and "New §162(m): What to Do (and Not Do) Now" (and other §162(m)-focused reports in this section); and additional information and resources on our website here.

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