On the heels of recently granted Form 144 relief, the SEC Division of Corporation Finance today issued temporary COVID-19-prompted relief for additional form filings that accommodates submittals by email and without manual signatures, subject to enumerated conditions.
The temporary relief covers these filings, and is effective from April 23 - June 30, 2020:
- Annual reports to security holders furnished by foreign private issuers on Form 6-K pursuant to Rule 101(b)(1) of Regulation S-T
- Forms 11-K pursuant to Rule 101(b)(3) of Regulation S-T
- Periodic reports and distribution reports filed by certain international development banks pursuant to Rule 101(b)(5) of Regulation S-T
- Reports or other documents furnished by foreign private issuers on Form 6–K pursuant to Rule 101(b)(6) of Regulation S-T
- Unabridged foreign language documents and English translations of a foreign government’s or its political subdivision’s latest annual budget pursuant to Rules 306(b) and (c) of Regulation S-T
See Cooley's post.
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