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Corporate Governance Requirements for Exchange-Listed Companies

By Randi Morrison posted 08-17-2023 05:28 PM

  

Weil’s “Requirements for Public Company Boards” summarizes in a convenient chart format numerous corporate governance-related requirements for NYSE- and Nasdaq-listed companies triggered by the Dodd-Frank Act, SOX, the Clayton Act, the Exchange Act, the SEC, and exchange listing standards. In addition to board independence and diversity requirements, key committee and committee independence requirements, ethics code and corporate governance guideline requirements, and certification/affirmation requirements, coverage includes transition provisions for IPO and other companies, and more. 

Access additional resources on our Nasdaq and NYSE pages and other relevant practical resource pages.

                                This post first appeared in the weekly Society Alert!

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