Blogs

Audit Committee Oversight of Ethics & Compliance

By Randi Morrison posted 05-15-2023 07:22 PM

  

Who’s in Charge: The Audit Committee’s Role in Ethics and Compliance Oversight” from Deloitte discusses the SOX-prompted origin of board ethics and compliance (E&C) oversight commonly being allocated to the audit committee, and suggests companies reconsider the oversight structure in acknowledgment of the audit committee’s numerous and expanding responsibilities and associated workload, and the rise over time in the number and complexity of risks and opportunities boards are expected to oversee. In the event the audit committee retains primary oversight responsibility for E&C, the article identifies other considerations, such as processes for receiving and reviewing compliance and ethics-related information, internal and external resources, and risk review and prioritization, to facilitate and support the committee’s E&C oversight responsibility.

See last week’s report: “Audit Committee Oversight: Best Practices & Templates Galore” and additional resources on our Audit Committees and Compliance & Ethics pages.

                        This post first appeared in the weekly Society Alert!

0 comments
91 views

Permalink