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Goodwin’s 2023-2024 Year-End Tool Kit includes new and updated forms, templates, and other resources for company’s year-end reporting and proxy statement, including:

Nasdaq

• Director and Officer Questionnaire
• Director Independence, Audit Committee and Compensation Committee Matters Questionnaire
• Form 5 and Section 16 Reporting Director and Officer Questionnaire

NYSE

• NYSE Director and Officer Questionnaire
• NYSE Director Independence, Audit Committee and Compensation Committee Matters Questionnaire
• Form 5 and Section 16 Reporting Director and Officer Questionnaire

Supplemental D&O Questionnaires

• ISS and CII Supplemental Director Independence Standards Questionnaire
• Iran-Related Activities Supplemental Director and Officer Questionnaire
• Foreign Corrupt Practices Act Supplemental Director and Officer Questionnaire
• Rule 506(d) and 506(e) "Bad Actor" Events Supplemental Director and Officer Questionnaire

The treasure trove also includes worksheets in Acrobat and Word to facilitate preparation of executive compensation and Pay Versus Performance disclosures.

Access additional resources on our Annual Meeting/Proxy Statement and D&O Questionnaires pages.

                         This post first appeared in the weekly Society Alert!