In this instructive memo: “Quarterly Quiet Periods: Myths versus Risk Mitigation,” Woodruff Sawyer explains now-commonplace voluntarily adopted quarterly quiet periods, the multiple risks they are designed to and indirectly mitigate, components of a quiet period policy, and ways in which companies memorialize and communicate these policies. The post includes illustrative messaging / disclosure and policy language and links to examples of company policies.
Access additional resources on our Reg. FD page.
This post first appeared in the weekly Society Alert!