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Rule 14a-8 Exclusions: State of Play

By Randi Morrison posted an hour ago

  

This client memo, courtesy of our relationship with Proxy Analytics, updates the firm’s prior insights on the disposition of no-action requests subject to the SEC staff’s new approach to managing such requests based on the firm’s analysis of no-action letters submitted through January 31 as posted on the SEC’s landing page through February 13. The memo provides an overview of the number and mix of submissions compared to prior years, stated grounds for exclusion, and exclusion trends season-over-season.

Access additional resources on our Shareholder Proposals page.

                This post first appeared in the weekly Society Alert!

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